Course level

Undergraduate

Faculty

Business, Economics & Law

School

Law School

Units

2

Duration

One Semester

Incompatible

LAWS5188 or 7152 or 7188 or 7352

Prerequisite

All Level 1 LAWS courses + LAWS2111 + LAWS2112

Recommended prerequisite

Restricted

LLB(Hons)(#64), LLB(Hons)(#48), LLB (Graduate Entry), LLB(Hons) duals and LLB dual programs.

This course is not currently offered, please contact the school.

Course description

An overview of the law of financial services including: theories of regulation; financial services regulatory history, instruments and agencies; banking law; negotiable instruments; letters of credit; industry codes of conduct; financial reporting; and the regulation of financial advisers, planners and dealers in financial products.

Archived offerings

Course offerings Location Mode Course Profile
Semester 1, 2014 St Lucia Internal Course Profile
Semester 1, 2012 St Lucia Internal Course Profile
Semester 1, 2010 St Lucia Internal Course Profile