Course level

Undergraduate

Units

2

Duration

One Semester

Incompatible

LAWS5188 or 7152 or 7188 or 7352

Prerequisite

All Level 1 LAWS courses + LAWS2111 + LAWS2112

Recommended prerequisite

Restricted

LLB(Hons)(#64), LLB(Hons)(#48), LLB (Graduate Entry), LLB(Hons) duals and LLB dual programs.

This course is not currently offered, please contact the school or faculty of your program.

Course description

An overview of the law of financial services including: theories of regulation; financial services regulatory history, instruments and agencies; banking law; negotiable instruments; letters of credit; industry codes of conduct; financial reporting; and the regulation of financial advisers, planners and dealers in financial products.