Financial Services Regulation (LAWS5152)
Course level
Undergraduate
Units
2
Duration
One Semester
Incompatible
LAWS5188 or 7152 or 7188 or 7352
Prerequisite
All Level 1 LAWS courses + LAWS2111 + LAWS2112
Recommended prerequisite
LAWS5136
Restricted
LLB(Hons)(#64), LLB(Hons)(#48), LLB (Graduate Entry), LLB(Hons) duals and LLB dual programs.
This course is not currently offered, please contact the school or faculty of your program.
Course description
An overview of the law of financial services including: theories of regulation; financial services regulatory history, instruments and agencies; banking law; negotiable instruments; letters of credit; industry codes of conduct; financial reporting; and the regulation of financial advisers, planners and dealers in financial products.